Hsbc stocks and shares trading

By: Amadeu$ Date: 16.07.2017

Earn potential returns from market growth and dividends. Buy Stocks Sell stocks. Select Default Security Mode for Online Stock Trading. Register for HSBC Personal Internet banking. Call More ways to invest.

Trade U.S. Shares | Investments | HSBC HK

Trade on the Hong Kong stock market 24 hours a day with our one-stop, hassle-free service. Trade on the China A shares market 24 hours a day with our one-stop, hassle-free service. Trade on the U. Make use of additional investment capital provided by HSBC's Securities Margin Trading Service to generate greater potential returns. Build your investment portfolio by buying Hong Kong stock with regular, monthly contributions.

An initial public offering IPO is a company's first sale of stocks, bonds or certificates of deposit to raise funds for the issuer. Enjoy flexibility to trade stock in RMB and HKD by the same issuer under "Dual Tranche, Dual Counter" DTDC model.

Exchange Traded Funds Capture the dynamic investment opportunities in the Greater China markets by HSBC's ETF series. Mutual funds are managed by experienced professionals, so you can invest your money without the problems that affect many individual investors, such as limited investment experience, lack of time and access to the latest market information.

Frequently Asked Questions Frequently Asked Questions Select to Collapse Select to Expand What channels are available for Securities Services Trading? Select to expand Select to collapse Channels for Securities Services Trading. HSBC Premier customers only U. HSBC Premier and Advance customers only. Manage your investments whenever and wherever you want with hour, easy-to-use investment services through HSBC Personal Internet Banking and HSBC Mobile Banking.

Alternatively, you can monitor your investment portfolio, place orders, check your order status, access up-to-the-minute share prices and market information, and request statements by calling your designated investment Phonebanking services hotline.

Local Securities Service Charges 1. For transaction currency other than HKD or RMB, HKD charge or equivalent at the Bank's prevailing exchange rate will be applied.

For market news, you may go to Market Information. For real-time stock quotes on local stock markets and more comprehensive market information, please log on to HSBC Personal Internet Banking which offers Market Live , our fee-based service for stock traders. Using genuine streaming technology, Market Live provides you with detailed, real-time stock market information delivered to your computer automatically, including: Hong Kong stock prices with complete information in a Teletext screen format , futures and indices, regional indices and news.

Market Live also provides fundamental data of all listed companies such as 5-year annual reports, financial ratios, and charts. You can even set up your own investment portfolio and monitor the performance. The Customer is fully responsible for such fees, charges, levies, tax and interest. Please make enquiry with the Bank for details. All charges are available upon request and are subject to revision without notice. The Bank does not provide investment advice. The price of stocks may move up or down.

Losses may be incurred as well as profits made as a result of buying and selling stocks. Full details of the terms and conditions of the above services are available on request. Customers can enjoy the free stock alerts service to manage stock portfolio anytime, anywhere. Pre-set your own target level for up to 20 stocks or indexes 1 and receive an SMS or Push Notification via mobile device 2 when the target price is met to timely grasp opportunities.

Push notification service is only available to iOS or Android OS device. The prices of securities fluctuate, sometimes dramatically. The price of a security may move up or down, and may become valueless. It is as likely that losses will be incurred rather than profit made as a result of buying and selling securities.

The risk of loss in trading futures contracts or options is substantial. In some circumstances, you may sustain losses in excess of your initial margin funds. Placing contingent orders, such as "stop-loss" or "stop-limit" orders, will not necessarily avoid loss. Market conditions may make it impossible to execute such orders.

You may be called upon at short notice to deposit additional margin funds. If the required funds are not provided within the prescribed time, your position may be liquidated. You will remain liable for any resulting deficit in your account. You should therefore study and understand futures contracts and options before you trade and carefully consider whether such trading is suitable in the light of your own financial position and investment objectives.

If you trade options you should inform yourself of exercise and expiration procedures and your rights and obligations upon exercise or expiry. Growth Enterprise Market GEM stocks involve a high investment risk. In particular, companies may list on GEM with neither a track record of profitability nor any obligation to forecast future profitability.

GEM stocks may be very volatile and illiquid. You should make the decision to invest only after due and careful consideration. The greater risk profile and other characteristics of GEM mean that it is a market more suited to professional and other sophisticated investors. Current information on GEM stocks may only be found on the internet website operated by The Stock Exchange of Hong Kong Limited. GEM Companies are usually not required to issue paid announcements in gazetted newspapers.

You should seek independent professional advice if you are uncertain of or have not understood any aspect of this risk disclosure statement or the nature and risks involved in trading of GEM stocks. Client assets received or held by the licensed or registered person outside Hong Kong are subject to the applicable laws and regulations of the relevant overseas jurisdiction which may be different from the Securities and Futures Ordinance Cap.

Consequently, such client assets may not enjoy the same protection as that conferred on client assets received or held in Hong Kong. There is risk if you provide the licensed or registered person with an authority that allows it to apply your securities or securities collateral pursuant to a securities borrowing and lending agreement, repledge your securities collateral for financial accommodation or deposit your securities collateral as collateral for the discharge and satisfaction of its settlement obligations and liabilities.

If your securities or securities collateral are received or held by the licensed or registered person in Hong Kong, the above arrangement is allowed only if you consent in writing. Moreover, unless you are a professional investor, your authority must specify the period for which it is current and be limited to not more than 12 months. If you are a professional investor, these restrictions do not apply.

Additionally, your authority may be deemed to be renewed i. You are not required by any law to sign these authorities. But an authority may be required by licensed or registered persons, for example, to facilitate margin lending to you or to allow your securities or securities collateral to be lent to or deposited as collateral with third parties. The licensed or registered person should explain to you the purposes for which one of these authorities is to be used. If you sign one of these authorities and your securities or securities collateral are lent to or deposited with third parties, those third parties will have a lien or charge on your securities or securities collateral.

Although the licensed or registered person is responsible to you for securities or securities collateral lent or deposited under your authority, a default by it could result in the loss of your securities or securities collateral. A cash account not involving securities borrowing and lending is available from most licensed or registered persons. If you do not require margin facilities or do not wish your securities or securities collateral to be lent or pledged, do not sign the above authorities and ask to open this type of cash account.

If you provide the licensed or registered person with an authority to hold mail or to direct mail to third parties, it is important for you to promptly collect in person all contract notes and statements of your account and review them in detail to ensure that any anomalies or mistakes can be detected in a timely fashion.

The risk of loss in financing a transaction by deposit of collateral is significant. You may sustain losses in excess of your cash and any other assets deposited as collateral with the licensed or registered person. Market conditions may make it impossible to execute contingent orders, such as "stop-loss" or "stop-limit" orders. You may be called upon at short notice to make additional margin deposits or interest payments.

If the required margin deposits or interest payments are not made within the prescribed time, your collateral may be liquidated without your consent. Moreover, you will remain liable for any resulting deficit in your account and interest charged on your account. You should therefore carefully consider whether such a financing arrangement is suitable in light of your own financial position and investment objectives.

Risk of Trading Nasdaq-Amex Securities at The Stock Exchange of Hong Kong Limited. The securities under the Nasdaq-Amex Pilot Program "PP" are aimed at sophisticated investors. You should consult the licensed or registered person and become familiarised with the PP before trading in the PP securities. You should be aware that the PP securities are not regulated as a primary or secondary listing on the Main Board or the Growth Enterprise Market of The Stock Exchange of Hong Kong Limited.

This brief statement does not disclose all of the risks and other significant aspects of trading in futures and options. In light of the risks, you should undertake such transactions only if you understand the nature of the contracts and contractual relationships into which you are entering and the extent of your exposure to risk.

Trading in futures and options is not suitable for many members of the public. You should carefully consider whether trading is appropriate for you in light of your experience, objectives, financial resources and other relevant circumstances. Transactions in futures carry a high degree of risk. The amount of initial margin is small relative to the value of the futures contract so that transactions are "leveraged" or "geared".

A relatively small market movement will have a proportionately larger impact on the funds you have deposited or will have to deposit: You may sustain a total loss of initial margin funds and any additional funds deposited with the firm to maintain your position.

If the market moves against your position or margin levels are increased, you may be called upon to pay substantial additional funds on short notice to maintain your position.

If you fail to comply with a request for additional funds within the time prescribed, your position may be liquidated at a loss and you will be liable for any resulting deficit. The placing of certain orders e. Strategies using combinations of positions, such as "spread" and "straddle" positions may be as risky as taking simple "long" or "short" positions.

Transactions in options carry a high degree of risk. Purchasers and sellers of options should familiarise themselves with the type of option i. You should calculate the extent to which the value of the options must increase for your position to become profitable, taking into account the premium and all transaction costs.

The purchaser of options may offset or exercise the options or allow the options to expire. The exercise of an option results either in a cash settlement or in the purchaser acquiring or delivering the underlying interest. If the option is on a futures contract, the purchaser will acquire a futures position with associated liabilities for margin see the section on Futures above.

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If the purchased options expire worthless, you will suffer a total loss of your investment which will consist of the option premium plus transaction costs.

If you are contemplating purchasing deep-out-of-the-money options, you should be aware that the chance of such options becoming profitable ordinarily is remote. Selling "writing" or "granting" an option generally entails considerably greater risk than purchasing options. Although the premium received by the seller is fixed, the seller may sustain a loss well in excess of that amount. The seller will be liable for additional margin to maintain the position if the market moves unfavourably.

The seller will also be exposed to the risk of the purchaser exercising the option and the seller will be obligated to either settle the option in cash or to acquire or deliver the underlying interest. If the option is on a futures contract, the seller will acquire a position in a futures contract with associated liabilities for margin see the section on Futures above. If the option is "covered" by the seller holding a corresponding position in the underlying interest or a futures contract or another option, the risk may be reduced.

If the option is not covered, the risk of loss can be unlimited. Certain exchanges in some jurisdictions permit deferred payment of the option premium, exposing the purchaser to liability for margin payments not exceeding the amount of the premium.

The purchaser is still subject to the risk of losing the premium and transaction costs. When the option is exercised or expires, the purchaser is responsible for any unpaid premium outstanding at that time. You should ask the firm with which you deal about the terms and conditions of the specific futures or options which you are trading and associated obligations e.

Under certain circumstances the specifications of outstanding contracts including the exercise price of an option may be modified by the exchange or clearing house to reflect changes in the underlying interest.

If you have sold options, this may increase the risk of loss. Further, normal pricing relationships between the underlying interest and the futures, and the underlying interest and the option may not exist. This can occur when, for example, the futures contract underlying the option is subject to price limits while the option is not.

The absence of an underlying reference price may make it difficult to judge "fair value". You should familiarise yourself with the protections given to money or other property you deposit for domestic and foreign transactions, particularly in the event of a firm insolvency or bankruptcy. The extent to which you may recover your money or property may be governed by specific legislation or local rules.

In some jurisdictions, property which had been specifically identifiable as your own will be pro-rated in the same manner as cash for purposes of distribution in the event of a shortfall.

Before you begin to trade, you should obtain a clear explanation of all commission, fees and other charges for which you will be liable.

These charges will affect your net profit if any or increase your loss. Transactions on markets in other jurisdictions, including markets formally linked to a domestic market, may expose you to additional risk. Such markets may be subject to regulation which may offer different or diminished investor protection. Before you trade you should enquire about any rules relevant to your particular transactions.

Your local regulatory authority will be unable to compel the enforcement of the rules of regulatory authorities or markets in other jurisdictions where your transactions have been effected. You should ask the firm with which you deal for details about the types of redress available in both your home jurisdiction and other relevant jurisdictions before you start to trade. The profit or loss in transactions in foreign currency-denominated contracts whether they are traded in your own or another jurisdiction will be affected by fluctuations in currency rates where there is a need to convert from the currency denomination of the contract to another currency.

Electronic trading facilities are supported by computer-based component systems for the order-routing, execution, matching, registration or clearing of trades.

hsbc stocks and shares trading

As with all facilities and systems, they are vulnerable to temporary disruption or failure. Such limits may vary: Trading on an electronic trading system may differ from trading on other electronic trading systems.

If you undertake transactions on an electronic trading system, you will be exposed to risks associated with the system including the failure of hardware and software. The result of any system failure may be that your order is either not executed according to your instructions or is not executed at all. In some jurisdictions, and only then in restricted circumstances, firms are permitted to effect off-exchange transactions.

The firm with which you deal may be acting as your counterparty to the transaction. It may be difficult or impossible to liquidate an existing position, to assess the value, to determine a fair price or to assess the exposure to risk. For these reasons, these transactions may involve increased risks. Off-exchange transactions may be less regulated or subject to a separate regulatory regime.

Before you undertake such transactions, you should familiarise yourself with applicable rules and attendant risks. Subject to both the actual and perceived measures of the credit worthiness of its issuer and, there is no assurance of protection against a default by its issuer in respect of its payment obligations. You are warned that the prices of warrants and CBBCs may fall in value as rapidly as it may rise and holders may sustain a total loss of their investment.

CBBCs have a mandatory call feature and may therefore be subject to early termination, upon which i investors in category N CBBCs will lose all of their investments in the CBBCs; and ii the residual value of category R CBBCs may be zero. You should also ensure that you fully understand the potential risks and rewards and independently determine that they are appropriate for you given your objectives, experience, financial and operational resources and other relevant circumstances.

You should note that The Hongkong and Shanghai Banking Corporation Limited acting through its appointed liquidity provider may be the only market participant in HSBC-issued warrants and CBBCs.

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Find out more Make smarter investments with price alerts, complimentary insights and market analysis. How to invest HSBC Internet Banking Users Buy Stocks Sell stocks with "Dual-password" or Security Device Select Default Security Mode for Online Stock Trading Not yet set up "Dual-Password"? Set up "Dual-Password" Register for HSBC Personal Internet banking. Explore Stocks and ETFs. Hong Kong Stock Trading Trade on the Hong Kong stock market 24 hours a day with our one-stop, hassle-free service.

China A Shares Trading Trade on the China A shares market 24 hours a day with our one-stop, hassle-free service. Stock Trading Trade on the U. Securities Margin Trading Make use of additional investment capital provided by HSBC's Securities Margin Trading Service to generate greater potential returns.

Stocks Monthly Investment Plan SMIP Build your investment portfolio by buying Hong Kong stock with regular, monthly contributions Buy top Hong Kong listed stocks and funds for as little as HKD1, per month Worry less about market timing as a result of Dollar Cost Averaging Increase, decrease or redirect monthly investment and sell your shares at anytime.

IPO An initial public offering IPO is a company's first sale of stocks, bonds or certificates of deposit to raise funds for the issuer.

Manage your own portfolio selected. Dual Tranche, Dual Counter Enjoy flexibility to trade stock in RMB and HKD by the same issuer under "Dual Tranche, Dual Counter" DTDC model. Transfer between HKD-traded shares and RMB-traded shares of the same listed company Warrants Trade on the Hong Kong warrant markets with a variety of HSBC-issued warrants.

Provide the opportunity to invest in a broad range of stocks, allowing you to spread your risk over a variety of products and markets Invest in stocks in a number of different markets in a more cost-effective way Mutual funds are managed by experienced professionals, so you can invest your money without the problems that affect many individual investors, such as limited investment experience, lack of time and access to the latest market information.

Frequently Asked Questions Frequently Asked Questions Select to Collapse Select to Expand. HSBC Premier and Advance customers only Manage your investments whenever and wherever you want with hour, easy-to-use investment services through HSBC Personal Internet Banking and HSBC Mobile Banking. Statement request 8 am - 6 pm 8 am - 1 pm. How much does Local Securities Charge? Select to expand Select to collapse. No intraday netting permitted for Italian derivatives 2.

Prevailing euro exchange rate at ECB European Central Bank will be referred to determine the corresponding tax tier as the HK listed Italian derivatives are denominated in HKD 3. HKD5 for each transfer deed -- Not Applicable Withdrawal in self-name Transaction charge: HKD5 per board lot HKD30 per stock per transaction Scrip fee: HKD5 for each transfer deed -- Not Applicable Receipt and delivery involving change of beneficial ownership Stamp duty collected by HKSAR government 0.

The fee is due and payable on or before the 20th of the following month on a day determined by the Bank from time to time. If that day falls on the 1st of the month and is not a business day, the fee may be collected on the business day which immediately precedes that day, subject to the decision of the Bank. The fee is payable upon closure of accounts where the account is closed before the above payment dates. If that day falls on the 1st day of the month and is not a business day, the fee may be collected on the business day which immediately precedes that day, subject to the decision of the Bank.

The fee is payable upon close of accounts where the account is closed before the above payment dates. HKD -- Not Applicable Receipt of stock HKD5 per board lot maximum charge: HKD HKD30 Stamp duty collected for HKSAR Government: How much does Local Securities Online Market Information Service Charge? Local Securities Online Market Information Service and Charges For market news, you may go to Market Information. Complex table Service Item Rate Minimum Charge Local Securities Online Market Information Service Charges Online real- time price quote Free quote entitlement per month Premier customers: All unused quotes will be carried forward up to a maximum of 99, quotes with no expiry date.

This fee will be calculated on a pro-rata basis based on the number of days since and including the day of subscription versus the number of calendar days in that month. Subsequent monthly fees will be charged in advance on or before the fifth working day of each month.

A waiver of monthly fee will be awarded for every HKD1 million local securities turnover accumulated since Market Live subscription. Transactions to be included in the calculation of total turnover must be conducted through The Hongkong and Shanghai Banking Corporation Limited in Hong Kong and may be effected via any channel. Customers can enjoy monthly fee waivers for a maximum of six consecutive months only.

The HKD4 million in excess of the HKD6 million will neither be counted nor carried forward to the next month. The other HKD1 million will neither qualify for a fee waiver nor carried forward to the next month. What is Stock Alerts Service? What risks are involved? Risk of Securities Trading The prices of securities fluctuate, sometimes dramatically.

Risk of Trading Futures and Options The risk of loss in trading futures contracts or options is substantial. Risk of Trading Growth Enterprise Market Stocks Growth Enterprise Market GEM stocks involve a high investment risk. Risks of Client Assets Received or held outside Hong Kong Client assets received or held by the licensed or registered person outside Hong Kong are subject to the applicable laws and regulations of the relevant overseas jurisdiction which may be different from the Securities and Futures Ordinance Cap.

Risk of Providing an Authority to repledge your Securities Collateral etc There is risk if you provide the licensed or registered person with an authority that allows it to apply your securities or securities collateral pursuant to a securities borrowing and lending agreement, repledge your securities collateral for financial accommodation or deposit your securities collateral as collateral for the discharge and satisfaction of its settlement obligations and liabilities.

Risk of providing an authority to hold mail or to direct mail to third parties If you provide the licensed or registered person with an authority to hold mail or to direct mail to third parties, it is important for you to promptly collect in person all contract notes and statements of your account and review them in detail to ensure that any anomalies or mistakes can be detected in a timely fashion.

Risk of Margin Trading The risk of loss in financing a transaction by deposit of collateral is significant. Risk of Trading Nasdaq-Amex Securities at The Stock Exchange of Hong Kong Limited The securities under the Nasdaq-Amex Pilot Program "PP" are aimed at sophisticated investors.

Additional Risk Disclosure for Futures and Options Trading This brief statement does not disclose all of the risks and other significant aspects of trading in futures and options. Additional Risks common to Futures and Options Read all investments FAQs. Important Information Important Information Select to Collapse Select to Expand. Disclaimer Select to Expand Select to Collapse The Bank does not provide investment advice. The information shown is based on data obtained from sources believed to be reliable but the Bank and the concerned Information Provider s make no representation and accept no responsibility as to its accuracy or completeness and shall not be held liable for damages arising out of any person's reliance upon this information.

This information is neither a recommendation, an offer to sell, nor solicitation of an offer to purchase any investment. The prices quoted and the other information shown are for reference only and are subject to change without notice. Contact HSBC click to Write, call or send a message. Find a branch click to find branch And your nearest Express Banking location. About HSBC click to know about HSBC Careers, media, investor and corporate information. The Hongkong and Shanghai Banking Corporation Limited Express Stock Order Placement Hotline 1.

Buying and selling securities including equity linked instruments. Stamp duty collected for HKSAR Government. HKEx trading fee collected for the Stock Exchange of Hong Kong Ltd. Deposit transaction charge for purchase transaction only. Italian Financial Transaction Tax IFTT - for purchase of eligible Italian companies with market capitalization of more than Euro m and listed in Hong Kong, effective from 1 March Collected for Italian Government.

Tax will be deducted from customer's HKD account on settlement date at the Bank's prevailing exchange rate. Receipt and delivery through Central Clearing and Settlement System CCASS. Physical scrip deposit and withdrawal. Transfer deed stamp duty if applicable: HKD5 for each transfer deed. HKD5 per board lot. Receipt and delivery involving change of beneficial ownership.

Stamp duty collected by HKSAR government. Safe Custody Service HSBC Premier, HSBC Premier Junior Pack, HSBC Advance and Personal Integrated Account. HKD25 monthly for each customer account which has a securities transaction record s or securities holding in the 1 month period on or before the 1st of the following month. HKD30 monthly for each customer account which has a securities transaction record s or securities holding in the 1 month period on or before the 1st of the following month.

Nominee service and corporate actions 5. Cash offers and other corporate actions with cash consideration.

Self Directed Investing, Online Options Trading | HSBC Canada

Equity linked instruments at maturity. HKD5 per board lot maximum charge: Stamp duty collected for HKSAR Government: Handling charge for dividend claims. HKD per claim by our nominee company per distribution 1. Local Securities Online Market Information Service Charges. Free quote entitlement per month Premier customers: Market Live service 3. HKD per month Monthly fee waiver One month fee waiver for every HKD1 million local securities turnover 4.

Investment order confirmation and IPO update eAlerts. Receive alert via Push Notification for iPhone and iPod Touch.

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